- qualifications and expertise of the principal supervisors/investigators The CRP-team consists of a central group of senior scholars, who all have ample experience in initiating and supervising PhD-projects, other research projects, both at a national and at an international level and in cooperative research. Most of them represent their craft in (inter)national scholarly boards. Next to them, a group of younger scholars is included, mainly coming from countries that in the more recent past joined the ESF (Estonia, Latvia, Rumania), representing fresh approaches and the promise of a quick academic rise in these countries. The composition of the group, and the ‘invention’ of the project has followed the lines of assembling bi- and multi-lateral scholarly contacts, leading to a joining hands of a substantial group of scholars. All members are qualified by their experiences with the studied regions and/or specific source material, and/or methodological issues.
Members of the team met several times during the process of preparation of this project at brain-storm-sessions. The members of the nuclear teams of the CRP, IPs and AP, taken together, number 22 persons, 10 of them specializing in medieval history, 8 in (early)modern history, 3 in archival studies and 1 in human geography. As such they offer the mix of capacities that is elementary for this project. For their individual track records see the CV, added as an attachment to this proposal. The individual teams already have developed valuable contacts with several highly qualified scholars from adjoining countries. They will be mentioned under the individual projects. For the Guelders project, these are several scholars from Germany, for the Portuguese project several scholars from Spain, for the Livonian project one scholar from Latvia, for the Transylvanian project two scholars from Hungary, for the Silesian project one scholar from Germany. For some of these scholars is already secured that they will be involved on an autonomous financial basis, others are still working on a financial support. They will in no way weigh upon the project’s budget. - position and justification of the IP’s and AP within the CRP The design of the project is such, that all IP’s and the AP are integrated parts of the central concept of the CRP. They may vary in such specific aspects as size, shape, languages, geography, economic dynamics, social and cultural composition, dynastic fate etc., that are either lacking in other IP’s, or also present in other IP’s, but in such a way that together they contribute to the intended longitudinal comparison.
The justification for the different regions is as follows:
Guelders
1. Guelders-Lower Rhine-region: this small/middle sized region developed thanks to the axial function of the Rhine and to a lesser degree the lower Meuse. From Cologne downward (and within the ecclesiastical supra-structure of the Archdiocese of Cologne) several principalities developed, with the county (later duchy) of Guelders as the most important, and with strong dynastic interrelations (Jülich, Berg, Cleve, Guelders) and connections with Westphalia and the so-called Oversticht. The region knew one language (middle-Lower-German) and for a long period was strongly orientated towards its central axe (both economically, culturally and politically. Later on it witnessed a major change since the Netherlands grew apart from the German Empire, and Guelders and the Oversticht became parts of the Dutch Republic, whereas the other territoria remained principalities within the Empire.
Portugal
2. Portugal: this is - as an Iberian region - a very large entity, that developed into a nation on its own. The development of regional dynamics towards a national expression is therefore highly interesting, and the role played by linguistic diversification, dynasty, a specific creation of identity in the struggle against a common enemy (the Portuguese version of the Reconquista), the confirmation of cohesion through trade and expansion, the relation between ‘natural region’ and ‘historical region’ are important elements here. Next to this the existence of regions within Portugal and the special function of border-regions like Galicia add to the multileveled analysis.
Livonia
3. The former ‘Livonia’ (German: ‘Livland’). The expansion of the Teutonic Order in the eastern Baltic area created a region with a multiple linguistic, juridical, ethnic, cultural and religious layering. The different indigenous tribes and power-structures were incorporated – as Livonia - in the political structure of the Teutonic Order and came under ‘German’ supervision, without becoming really integrated. German (merchant) elites in a society that got urbanized according to western models secured the attachment of the Baltic region to the West, a.o. through the Hanseatic League. At the same time individual identities remained vivid. After the disintegration of the Teutonic Order and the German Hanse and through the expansion of a Swedish and a Russian Realm, an Estonian and a Latvian entity managed to express themselves, which survived also the communist period. As a region Livonia is highly functional in the project to study the way in which different attachments function within one region.
Transylvania
4. Transylvania is the only Balkan-region included in the project, and as such the region which through the ages witnessed the largest linguistic, ethnic, religious and political variety of all regions involved and yet preserved a very strong cohesion. In this large region the processes of integration and assimilation will be an especially studied phenomenon. Its position in the eastern outskirts of the Hungarian, later Austrian-Hungarian, realm, in the transitional zone with Rumania turned it into a delicate situation, which even nowadays has social, cultural and political consequences.
Silesia
5. Silesia, Upper-Lusatia now is a combined region at a point where three states share borders, but it also is a region with great symbolic value as a ‘place of origin’ for all these three nations and where different aspects of Europe’s ethnic past meet.. The creation of a Silesian ‘sub-nation’ as a historical potential never came into being, although many efforts have been made to do so. Therefore Silesia is not only an example of a region in between nations, it is also the curious scene where many actors have been trying to create Silesian identity. In this region several layers of ‘social memory’ can be studied. At the same time the creation of the three bordering states as disputed, unified and divided nations adds an extra dimension to the CRP. This double-region will be studied through a cooperation of a Czech and a Polish team, each executing a specific part.
Bohemian-Luxemburg
6. The Bohemian-Luxemburg crown-lands offer the very interesting example of a ‘virtual region’ in the sense that as the (partially scattered) territories of the ‘Hausmacht’ of the Bohemian-Luxemburg dynasty, they shared many aspects (culture, dynasty, institutions) that could have led successfully to the development of a large region, yet did not (or only did temporarily). As such they form a very interesting test-case, or even object of verification/falsification where cohesive and disruptive forces can been seen at work. This ‘virtual’ region will be a second focus of the Czech IP.
Danish
7. The Danish-German marshes introduce the Scandinavian element in the project. For centuries, these border-regions were one of the main contact routes between Scandinavia and the rest of Western Europe. The Danish approach also allows a connection with the ‘hanseatic region’ of the North Sea-Baltic-system, and as such between the Guelders-Lower-Rhine region and Livland. Also, the complicated political structure of the Danish-German border duchies contributes significantly to discussions of state formations and of different kind of states and power. Eventually, the area itself and the fortification of Dannevirke have had an enormous symbolic significance in creating a modern Danish national identity.
Catalunia
8. As an AP, Catalunia is essential on the one hand as a counterpart to Portugal, being a very large region, itself subdivided into many sub-regions, but not developing into a nation, although elements like linguistic peculiarity, in the early Middle Ages a role as Christian stronghold in Islamized Iberia etc. pointed into that direction. On the other hand it is important because of the existence of regional cohesion in spite of a major natural barrier (the Pyrennees), that obviously functioned as a connecting zone as well. Also it is one of the best examples of a region where in recent times the traditional cohesion and identity have been expressed vehemently, and regional autonomy has been achieved within the nation-state.
The other associated partners, included in the proposal do not add new regions to the project, but aim to ‘repair’ the lack of formal commitments (Germany, Hungary, Spain) and to allow cooperation across borders. Therefore they are mentioned in the respective IP’s. The main instruments to enhance the integration of the IP’s an AP’s in the CRP are, as demonstrated in section A.1., the methodological approach with the application of the key-elements and benchmark-periods, and the integrative workshops. Collaboration will bear fruit in the production of analyses using the same conceptual framework and the same questionnaire for all regions.
There will be a close cooperation between all teams to develop and operationalize the analytical toolkit, in close discussion with invited specialists from the fields of regional and cultural geography, regional studies, etc. Regular workshops for all teams, with sessions organized along the thematic backbones, will help to work out the topics and to compare preliminary results.
When indicated by methodological discussions and by the results, during the whole project, it is the aim of the project to involve colleagues from non-sponsored countries and/or institutions - both (regional) historians and sociologists, ethnographers, anthropologists, literary historians etc.
- as (invited or paying) participants to the workshops and conference, and to include them in the separate activities per IP/AP in order to generate synergetic power. This should lead to the creation of a substantial group of scholars that after the closing of the project may contribute to the dissemination of the methodological discussions and the analytical results among historians and scholars of other disciplines. The Department for Border Region Studies at the University of Southern Denmark, and the Urban and Regional Research Centre Utrecht at the University of Utrecht (Netherlands) will take the lead in refining the theoretical approaches.
- the management of the CRP The CRP because of its size needs a clear and effective management-structure. In this management-structure responsibility (financial and scholarly) and communication are the key words. Although the EUROCORECODE-program as such will be coordinated in Strassbourg, the CUIUS REGIO-project will need an internal coordinator as well. It seems logical to entrust the internal coordination to the coordinator of the application – prof.dr. Dick E.H. de Boer – and to reserve part of the budget to the necessary practical support, next to the sums reserved for the administration per project.
The CRP-coordinator reports annually to the ESF about the progress of the project, based upon reports presented by IP/AP-coordinators. In a bottom-up structure one supervisor per IP shall be appointed as the responsible coordinator for this IP. He or she controls the payments made out of the granted IP-budget, of which the financial administration will be entrusted to the financial department of his/her home-institution (University). This IP-coordinator is the main responsible person for the selection of the scholar(s) that will be appointed for research-position(s), or will be selected to spend part of their formal research-time to the project.
The IP-coordinator communicates the choice of the scholars, and the practical and scholarly decisions taken during the operationalization of the IP with the other IP-coordinators. As the AP finances are not included in the budget, the AP-coordinator formally is not required to report on financial affairs, however in cases of common investments (in the organization of workshop, building and maintaining the website etc.) he has to respond to the IP-coordinators as well. In the practical and scholarly sense his role of is the same as of the IP-coordinators. The IP-coordinators, together with the AP-coordinator form the board of the project, consisting of 8 members and chaired by the CRP-coordinator. This board meets in conjunction with the workshops and conference, i.e. in month 1, 12, 20, 28 and 36; and in order to safeguard the start and initial progress also in months 3 and 6. Next to this the IP-teams and the CRP may choose to present the project and its components to international fora, like the European Social Science History Conference, the International Medieval Conference in Leeds, the annual CARMEN-meeting. If so, meetings of the board may be connected to these presentations.
To reduce time- and money-consuming travelling, the website, which shall be built to serve the CRP (see A.1.d) shall be used as well as a means of communication both between all scholars, and between the members of the board, to exchange data and opinions. For the total budget this means that part of the travelling budget shall be commuted into a budget for web-building and web-mastering. As the Dutch team coordinates the project, a general support-function is included in that sub-project, to be located at the Gelders Archief.